Author: D. Daxton White
Securities Fraud Investigation Involving CIT InterNotes
The White Law Group is investigating a possible securities fraud claim on behalf of an investor involving a recommendation made by Chase...
FINRA Fines Atlanta based broker-dealer SunTrust Investment Services
FINRA recently today that it has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related...
Securities Fraud Investigation Involving Retained Asset Accounts
The White Law Group is investigating possible securities fraud claims involving retained asset accounts. Retained asset accounts are...
Penson Financial Services and Pinnacle Capital Markets fined by FINRA.
In February 2010, the Financial Industry Regulatory Authority (FINRA) announced that it had fined Penson Financial Services, a Dallas-based...
Need an attorney to take your company public?
Are you interested in taking your company public? If so, you likely need an attorney to prepare a Form S-1 registration statement with...
