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Author: D. Daxton White

Blog, Securities Fraud Articles

FINRA Investigates Long Island firm David Lerner & Associates

According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...

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Blog, Securities Fraud Articles

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Municipal Arbitrage Fund Securities Investigation

The White Law Group is investigating potential claims on behalf of investors who invested in the following municipal arbitrage funds: 1861...

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Blog, Securities Fraud Articles

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

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Blog, Securities Fraud Articles

Sanjeev Jayant Kumar Shah Pleads Guilty To Securities Fraud

A former Smith Barney financial adviser in New York has plead guilty to attempting to defraud a client of more than $3 million. According...

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Blog, Securities Fraud Articles

Local Florida Counsel For FINRA Arbitrations

The White Law Group often serves as local counsel throughout Florida for out-of-state attorneys in FINRA securities arbitration matters....

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Blog, Securities Fraud Articles

APS Financial Corporation Expelled By FINRA

Financial Industry Regulatory Authority (FINRA) recently announced that it has expelled APS Financial Corporation, located in Austin,...

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