Author: D. Daxton White
Ensemble Financial Services to close.
According to the Investment News, yet another independent broker-dealer is closing shop, this time due to the burden of compliance and...
Another FINRA Private Placement Investigation
According to the Investment News, National Securities Corp. is the latest broker-dealer to face disciplinary action from Finra over the...
Workman Securities Settles with FINRA
According to Investment News, a broker-dealer that was a prominent seller of high-risk private placements that wound up going bust has...
Recovery of Cornerstone Core Property REIT losses
Have you suffered investment losses in the Cornerstone Core Property Real Estate Trust? The White Law Group may be able to help. The White...