Author: D. Daxton White
SEC Charges Miami-Based Adviser With Hiding Trading Losses and Diverting Client Funds
On November 9, 2012, the Securities and Exchange Commission (the “SEC”) charged a Miami-based investment adviser with defrauding his...
SEC upholds FINRA decision involving Robert D. Tucker
The Securities and Exchange Commission (the “SEC”) recently sustained FINRA’s decision against Robert D. Tucker, a registered...
Municipal Bonds – the next big wave of litigation?
It used to be that municipal bonds were one of the safest investments that a financial advisor could recommend to a client, and were often...
Chicago Securities Arbitration Attorney
The White Law Group is a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law...
