Author: D. Daxton White
Recovery of Behringer Harvard Strategic Opportunity Fund Losses
Have you suffered losses in the Behringer Harvard Strategic Opportunity Fund? If so, the securities fraud attorneys of The White Law...
SEC Charges Chicago Adviser With Defrauding Investors
The Securities and Exchange Commission (the SEC) recently charged a Chicago-based investment adviser and his firm with defrauding clients...
Are nontraded BDCs the next big problem for brokerage firms?
With non-traded REIT sponsors moving in to the new nontraded business development companies (nontraded BDCs) space, are nontraded BDCs the...
FINRA award entered in favor of Janney Montgomery Scott on raiding claim.
A FINRA arbitration panel recently awarded Janney Montgomery Scott $2.3 million in compensatory damages in a raiding claim the firm had...