Author: D. Daxton White
LPL sued by Massachusetts securities regulators
According to reports, Massachusetts securities regulators have sued LPL Financial, LLC over sales practices of brokers regarding non-traded...
SEC charges Miami financial advisor with securities fraud.
The Securities and Exchange Commission (the SEC) recently announced the issuance of an Order Instituting Administrative Proceedings and...
Recovery of Reef Oil and Gas Income and Development Fund III Losses
Have you suffered losses in the Reef Oil and Gas Income and Development Fund III? If so, The White Law Group may be able to help you...
Recovery of Foresee Strategies Insurance Fund Investment Losses
Have you suffered losses investing in the Foresee Strategies Insurance Fund? If so, The White Law Group may be able to help you recover...
NFA issues $200,000 fine against New York forex firm Alpari US LLC
The National Futures Association (NFA) has ordered Alpari US, LLC, a futures commission merchant and forex dealer located in New York City,...