Author: D. Daxton White
Securities Fraud Investigation Involving 3 Former Securities America Financial Advisors.
The White Law Group is currently investigating 3 Ohio brokers who either work or have worked with Securities America. These...
SEC investigation in to Richard P. Sandru
The Securities and Exchange Commission recently announced the issuance of an Order Instituting Administrative And Cease-And-Desist...
SEC Enforcement Actions coming out of the 2008 financial crisis.
Securities and Exchange Commission (SEC) recently released a report highlighting key statistics relating to enforcement actions they have...
Unified Fiduciary Standard Coming?
The White Law Group continues to follow the SEC discussions regarding the development of a unified fiduciary standard in accordance with...
