Author: D. Daxton White

Blog, Securities Fraud Articles

Merrill Lynch Fined $500,000 for "Failure to Supervise"

Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to supervise” a former broker who pled guilty to securities...

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Blog, Securities Fraud Articles

Closer look at Berhringer Harvard's Priority Senior Secured Income Fund

Have you suffered significantly as a result of an investment in the Priority Senior Secured Income Fund? If so, The White Law Group may...

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Blog, Securities Fraud Articles

Tony Thompson Fights Back

Tony Thompson is fighting back for his former position as CEO and president of Strategic Realty Trust Inc. Mr. Thompson was replaced by...

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Blog, Securities Fraud Articles

Update on SEC Charges Against UBS of Puerto Rico Executives

The White Law Group continues to investigate potential claims involving the UBS Puerto Rico Bond crisis and to file claims on behalf of...

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Blog, Securities Fraud Articles

UBS reports its anticipated exposure in the Puerto Rico bond fiasco

According to a recent Investment News report, UBS has put a cost on its brokerage’s bet on Puerto Rico at $41 million. Apparently, in...

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Blog, Securities Fraud Articles

Prominent Hollywood Broker Sued by FINRA

According to Investment News, well-known Hollywood broker Bambi Holzer is facing charges from the Financial Industry Regulatory Authority...

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