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Author: D. Daxton White

Blog, Securities Fraud Articles

Merrill Lynch Broker Banned by SEC

According to Investment News, former Merrill Lynch broker, James R. Lanier, has been banned from working in the securities industry for...

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Blog, Securities Fraud Articles

Has my broker ever been sued?

If you have ever wondered if your broker or investment adviser has been sued by a customer, there is a great online tool called BrokerCheck...

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Blog, Securities Fraud Articles

Recovery of Investment Losses from James Scott Mcknee

Have you suffered financial losses as a result of your dealings with ex-broker James Scott McKee? If so, The White Law Group may be able to...

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Blog, Securities Fraud Articles

Aletheia Chief Executive Allegedly Defrauds Investors

Federal regulators, including the Securities and Exchange Commission (SEC) allege that hedge fund manager and chief executive of Aletheia...

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Blog, Securities Fraud Articles

Merrill Lynch Fined $500,000 for "Failure to Supervise"

Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to supervise” a former broker who pled guilty to securities...

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Blog, Securities Fraud Articles

Closer look at Berhringer Harvard's Priority Senior Secured Income Fund

Have you suffered significantly as a result of an investment in the Priority Senior Secured Income Fund? If so, The White Law Group may...

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