Author: D. Daxton White
Vero Beach margin fraud attorney
Are you the victim of the overuse of margin by your financial advisor? If so, the securities attorneys of The White Law Group may be able...
Matrix Capital Group fined by FINRA
The Financial Industry Regulatory Authority (FINRA) is the securities industry watchdog and regulator of US broker dealers. Recently, FINRA...
Pittsburgh Area Financial advisor charged with theft
According to reports, Loriann Artzberger, 49, was recently charged with theft by deception. Specifically, Artzberger, a financial...
UBS Banker pleads guilty
UBS Banker pleads guilty in improper offshore tax evasion assistance claim According to reports, a Swiss financial adviser, Martin Lack,...
Is Cold Calling Permitted in the Securities Business?
Cold Calling Investment Losses Many securities firms telephone investors they do not know to sell stocks and other investments. These...
Edward Jones sanctioned over alleged Cold calling
Edward Jones Sanctioned over alleged Cold Calling According to reports, Edward Jones has agreed to pay $750,000 to resolve claims that it...
