Author: D. Daxton White
Keith Michael Rogers arrested for alleged violations of the Alabama Securities Act.
Joseph Borg, Director of the Alabama Securities Commission (ASC) and the District Attorney for Madison County, AL, Robert Broussard,...
Finra settlement with firms Morgan Stanley Wealth Management and Scottrade Inc.
Finra has reached a settlement with the firms Morgan Stanley Wealth Management and Scottrade Inc. Morgan Stanley Wealth Management and...
Cabot Investment Properties Principals Arrested
The White Law Group continues to investigate the liability that brokerage firms may have for recommending risky Cabot TIC investments....
FINRA files complaint against former UBS Broker.
The Financial Industry Regulatory Authority Inc. recently filed a complaint against a broker who allegedly took advantage of a client with...
LEAF Equipment Fund 4 Liquidity Event
Have you suffered losses investing in LEAF Equipment Fund 4? If so, the securities attorneys of The White Law Group may be able to help you...
Investigation involving Frederick E. Monroe Jr.
The White Law Group is investigating the alleged actions of Frederick E. Monroe Jr. Eric T. Schneiderman, the Attorney General of New York...
