Author: D. Daxton White

Current Investigations

American Realty Capital Global Trust II, Inc.: “Go Shop” Period Expires

American Realty Capital Global Trust  II, Inc. Investment Losses On September 26, 2016, American Realty Capital Global Trust II, Inc. (ARC...

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Blog, Securities Fraud Articles

Investor Alert: Follow Up Scams

Financial Losses with Follow Up Scams The Financial Industry Regulatory Authority (FINRA) recently issued an alert to warn investors,...

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Blog, Securities Fraud Articles

Investor Red Flags

Red Flags Every Investor Should be Aware of Investor Alert: Investor Red Flags – From the U.S. Securities & Exchange Commission...

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Blog, Current Investigations, Securities Fraud Articles

FINRA Fines San Antonio Brokerage Firm

FINRA Charges Investment Professionals Inc. with Failure to Supervise Texas-based broker-dealer Investment Professionals Inc. (IPI) has...

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Blog, Current Investigations, Securities Fraud Articles

Investor Alert: Government Impersonators

Investor Alert: Government Impersonators- from the US Securities and Exchange Commission According to the SEC, there are a number of...

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Blog, Securities Fraud Articles

Investor Alert: Foreign Investors Beware

Investor Alert: Foreign Investors Beware- from the U.S. Securities and Exchange Commission The recent globalization of world financial...

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