Author: D. Daxton White

Blog

FINRA: Banner Year in Fines

The Financial Industry Regulatory Authority (FINRA) is on its way to posting a record year in terms of the amount of fines that it has...

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Current Investigations

Investor Alert: Jay J. Gruenebaum

According to FINRA, on September 12, 2016 Jay J. Gruenebaum (CRD# 2351888 Zainesville, OH) was permanently barred from the securities...

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Current Investigations

United Development Funding IV Tender Offer

Investor Alert: United Development Funding IV Tender Offer Have you suffered losses investing in United Development Funding IV (UDF IV)? If...

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Current Investigations

Emerge Energy LP Downgraded to ” SELL” by Zacks

Emerge Energy LP Downgraded to ” SELL” by Zacks Emerge Energy Services LP (NYSE:EMES) was downgraded by Zacks Investment Research from...

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