Author: D. Daxton White
How to File a Complaint against your Broker
If you have a Dispute with your Broker Whether you realized it at the time or not, when you established your brokerage account, you likely...
Fastest Growing Independent Broker-Dealers
The Ten Fastest Growing Independent Broker-Dealers in 2022 According to Investment News, the following brokerage firms are the top ten...
FINRA Discovery Guide Documents
What is FINRA Arbitration? In some cases, investors find themselves in a situation where they’ve unknowingly trusted the wrong broker...
Investor Alert: Avoiding Affinity Fraud
What is Affinity Fraud? According to reports, investment scams that target members of identifiable groups, such as religious or ethnic...
Municipal Bond Checklist
Investing in Municipal Bonds People typically invest in municipal bonds because of the tax benefits they offer, and the fact that they’re...
Securities Fraud involving Indexed Annuities
Securities Fraud Investigation Involving Indexed Annuities The White Law Group is investigating the sales practices of brokerage firms and...