Antler Capital Global Opportunity Fund Ltd Securities Investigation
The White Law Group is investigating potential securities claims involving broker dealers who may have improperly recommended Antler Capital investments to their clients.
According to filings with the SEC, Antler Capital Global Opportunity Fund Ltd filed a Reg D to raise capital from investors in 2018.
The problem with alternative investments such as Antler Capital offerings is that they involve a high degree of risk. They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. Lack of liquidity can also be a problem for investors. Investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.
Potential Lawsuits to Recover Financial Losses
Despite the risks of investing in alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.
If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses through FINRA arbitration.
FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.
Free Consultation with a Securities Attorney
If you have concerns regarding your investment in Antler Capital Global Opportunity Fund Ltd or another Antler Capital offering, The White Law Group may be able to help you. To speak with a securities attorney about your options, please call the office at 888-637-5510 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.
Tags: Antler Capital Global Opportunity Fund Ltd, Antler Capital information, Antler Capital investment losses, Antler Capital investors, Antler Capital lawsuit, Antler Capital ppm, Antler Capital private placement, Antler Capital prospectus Last modified: November 29, 2022