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Written by 6:53 pm Blog, Current Investigations

AIU Alternative Care Oz Fund LP Securities Investigation 

AIU Alternative Care Oz Fund LP Securities Investigation, featured by top securities fraud attorneys, the White Law Group

AIU Alternative Care Oz Fund LP, Investigating Potential Claims

The White Law Group is investigating potential securities claims involving broker dealers who may have improperly recommended AIU Alternative Care Oz Fund LP to investors. 

According to filings with the SEC, AIU Alternative Care Oz Fund LP filed a Reg D to raise capital from investors for a health care fund in 2019. The total offering amount was purportedly $5,000,000. 

The problem with alternative investments is that they involve a high degree of risk. They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. Lack of liquidity can also be a problem for investors. Investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.  

Potential Lawsuits to Recover Financial Losses 

Despite the risks of investing in alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation. To learn more, see: Regulation D Private Placement Fraud Attorneys 

If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses through FINRA arbitration. 

FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. 

Free Consultation with a Securities Attorney 

If you have concerns regarding your investment in AIU Alternative Care Oz Fund LP or another private placement offering, The White Law Group may be able to help you. To speak with a securities attorney about your options, please call the office at 888-637-5510 for a free consultation. 

For more information on the firm’s investigation, please see: 

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. 

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com. 


Tags: , , , , , , , Last modified: December 14, 2022