Have you suffered losses investing with William L. Tatro (CRD #808176, Newark, New York)? If so, The White Law Group may be able to help.
As we told you in June 2014, William Lewis Tatro IV was barred from securities industry.
At that time, Tatro’s Broker Check indicated there were over 60 customer disputes during his career in the securities industry. These complaints involved the sale of leveraged and inverse ETFs, variable annuities, equipment leasing investments, and mutual funds.
Since then there have been eight additional complaints from customers including the following:
| 01/22/2016
Customer Dispute – Settled- alleges unsuitability, breach of fiduciary duty, fraud, breach of contract, and negligence. |
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| Damage Amount Requested
$200,000.00 Damages Granted $7,500.00 |
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| 12/01/2015
Customer Dispute – Settled – allege unsuitability, breach of fiduciary duty, fraud, breach of contract, negligent supervision, |
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| Damages Granted
$135,000.00 |
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| 11/26/2014
Customer Dispute – Pending – ALLEGE MATERIAL MISREPRESENTATIONS AND OMISSIONS OF MATERIAL FACTS; |
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| 11/17/2014
Customer Dispute – Pending – ALLEGE MATERIAL MISREPRESENTATIONS AND OMISSIONS OF MATERIAL FACTS; |
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| 11/13/2014
Customer Dispute – Settled – ALLEGE MATERIAL MISREPRESENTATIONS AND OMISSIONS OF MATERIAL FACTS; BREACH OF FIDUCIARY DUTY; BREACH OF CONTRACT; NEGLIGENCE; RESPONDEAT SUPERIOR; AND FAILURE TO SUPERVISE |
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| Damages Granted
$640,500.00 |
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| 11/12/2014
Customer Dispute – Settled |
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| Allegations
NOVEMBER 2003 UNTIL SEPTEMBER 2009 AT FASI, CLAIMANTS ALLEGE MATERIAL MISREPRESENTATIONS AND Damages Granted $250,000.00 |
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| 11/12/2014
Customer Dispute – Pending – ALLEGE MATERIAL MISREPRESENTATIONS AND OMISSIONS OF |
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| 08/28/2014
Customer Dispute – Settled – CLAIMANT ALLEGES UNSUITABLE INVESTMENTS, MISREPRESENTATIONS OR OMITTED MATERIAL FACTS, BREACH OF FIDUCIARY DUTY, |
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| Damage Amount Requested
$22,185.00 Damages Granted $10,000.00 |
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According to FINRA Broker Report, Tatro was registered with First Allied Securities from November 2003 through September 2010.
For the full details of FINRA’s investigation, see FINRA Case #2011026874301.
The foregoing information, which is publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.
For a free consultation with a securities attorney, please call The White Law Group at 888-637-5510. For more information on the firm, visit https://whitesecuritieslaw.com.
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Tags: William L. Tatro bankruptcy, William L. Tatro barred, William L. Tatro class action, William L. Tatro investigation, William L. Tatro lawsuit, William L. Tatro losses, William L. Tatro recovery options, William Lewis Tatro IV FINRA, William Lewis Tatro IV First Allied, William Lewis Tatro IV inverse ETF, William Lewis Tatro IV leveraged ETF Last modified: November 29, 2016
