Written by 7:13 pm Blog

Waukesha, Wisconsin | Securities Fraud Attorney

RSNPG Greenville Apts Partners LLC Lawsuit Investigation Investigation securities fraud attorneys, The White Law Group.

Waukesha, Wisconsin Securities Fraud Attorney | The White Law Group

Recovering Investment Losses for Waukesha Investors

If you’ve suffered investment losses in Waukesha, Wisconsin, due to broker misconduct, unsuitable investment recommendations, or securities fraud, you may be entitled to recover your losses through a legal claim.

The White Law Group is a national securities fraud law firm representing investors in Waukesha and throughout Wisconsin. Our securities attorneys focus exclusively on claims involving financial advisor negligence, broker fraud, and investment losses through FINRA arbitration—the primary forum for resolving disputes between investors and brokerage firms.


Experienced Waukesha Securities Attorneys

For more than 30 years, our securities fraud attorneys have helped investors nationwide pursue claims involving stockbroker misconduct and financial advisor negligence. We combine deep knowledge of securities law with practical experience handling hundreds of FINRA arbitration cases.

Why Waukesha Investors Choose The White Law Group:

  • Over three decades of experience in securities litigation

  • No recovery, no fee representation

  • Convenient locations in Chicago and Seattle, near FINRA Dispute Resolution Centers

  • Personalized attention for Wisconsin investors


Common Securities Fraud and Broker Misconduct Claims

Our Waukesha securities attorneys handle a wide range of claims, including:

  • Unsuitable investment recommendations

  • Misrepresentation or omission of material facts

  • Failure to diversify or overconcentration in risky investments

  • Ponzi schemes or fraudulent offerings

  • Unauthorized or excessive trading (churning)

If your financial advisor or broker failed to act in your best interests, you may have a valid securities fraud claim.


Protecting Investors in Waukesha, Wisconsin

Investors in Waukesha—including retirees, business owners, and professionals—can be especially vulnerable to complex, illiquid, or high-commission investments. Our firm frequently investigates claims involving:

  • Non-traded REITs

  • Variable annuities

  • Private placements and DSTs

  • Structured notes and BDCs


Talk to a Waukesha Securities Fraud Attorney Today

If you believe you were the victim of investment fraud or broker misconduct, call The White Law Group at (888) 637-5510 for a free consultation. Our attorneys can help you determine if you have a claim for recovery through FINRA arbitration.

Visit www.whitesecuritieslaw.com

FAQs – Waukesha Securities Fraud Lawyers

Do I need a local Waukesha attorney for my investment loss claim?
No. FINRA arbitration is a national process, and we represent clients throughout Wisconsin and across the U.S. without in-person meetings.

What is the time limit to file a FINRA claim?
Most FINRA claims must be filed within six years of the alleged misconduct, but timelines can vary. Contact us soon to preserve your rights.

What types of investments are commonly involved in these cases?
Our Waukesha securities attorneys often handle cases involving REITs, annuities, private placements, structured products, and alternative investments.

Last modified: November 3, 2025