Investigation of Dennis Van Patter
Have you suffered losses investing with VSR Financial Advisor Dennis Van Patter? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against VSR Financial.
The White Law Group continues to investigate claims that Van Patter and VSR over-concentrated investors in high-risk direct participation programs like oil and gas limited partnerships, non-traded REITs, and private
Van Patter was recently suspended by FINRA and entered into a Letter of Acceptance Waiver and Consent (AWC) to resolve allegations that he violated numerous NASD and FINRA rules by recommending investments that were not suitable for his customer. According to his FINRA BrokerCheck, Van Patter has also been the subject of at least nine (9) customer complaints, each of which allege similar issues.
The White Law Group has represented a number of Texas investors in similar claims against VSR Financial. In those claims, the firm has generally alleged, among other things, that the investments were (1) high-risk and unsuitable for our clients given their financial situation, needs and investment objectives, (2) that the risks of the investments were not fully disclosed to them, and (3) that VSR failed to conduct the proper due diligence with respect to the investments (as the firm is required to do by FINRA
These claims have included investments in the following sponsors, among others: Reef Oil and Gas, Ridgewood Energy, Mewbourne Oil and Gas, Behringer Harvard, Arciterra REIT, Bradford Drilling, Cypress Equipment, FS Investment Corp, Odyssey Diversified, United Development Funding (or UDF), and Waveland
Recovery of Investment Losses
If you suffered losses investing with Dennis Van Patter or if your VSR portfolio is highly invested in direct participation programs like the ones listed above, please call the securities attorneys of The White Law Group for a free consultation at 888-637-5510.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. The firm represents investors throughout the country in claims against their brokerage firm.
For more information on the firm, visit https://whitesecuritieslaw.com. For more information on the firm’s Dennis Van Patter investigation, visit https://www.whitesecuritieslaw.com/2016/02/02/investor-alert-dennis-van-patter-suspended-by-finra/.Tags: broker churning, Chicago broker fraud attorney, Chicago churning attorney, Chicago FINRA attorney, Chicago investment fraud attorney, Chicago securities attorney, Chicago securities lawyer, churning turnover ratio, Dennis Van Patter alternative investments, Dennis Van patter attorney, Dennis Van Patter AWC, Dennis Van Patter class action, Dennis Van Patter Cypress, Dennis Van Patter DPP, Dennis Van patter fine, Dennis Van patter fraud, Dennis Van Patter investigation, Dennis Van Patter investment advisor, Dennis Van Patter investment losses, Dennis Van Patter lawsuit, Dennis Van patter lawyer, Dennis Van Patter litigation, Dennis Van Patter Plano, Dennis Van Patter recovery options, Dennis Van Patter REITs, Dennis Van Patter stockbroker, Dennis Van Patter suspension, Dennis Van Patter UDF, Dennis Van Patter VSR, Excessive brokerage fees, Excessive buying and selling securities, excessive financial advisor commissions, excessive financial advisor fees, Excessive stockbroker commissions, Excessive stockbroker fees, financial advisor account churning, financial advisor Churn & burn, financial advisor churning attorney, financial advisor churning lawyer, financial advisor Excessive commissions, Financial advisor Excessive fees, financial advisor Excessive transactions, Financial advisor frequent trades, Florida churning attorney, Florida churning lawyer, Frequent broker commissions, Frequent brokerage fees, how much trading is too much, Illinois churning attorney, Illinois churning lawyer, investment advisor account churning, investment advisor churn and burn, investment advisor excessive commissions, investment advisor excessive fees, investment advisor excessive transactions, investment advisor frequent trades, Personal Wealth Advisors lawsuit, Personal Wealth Advisors litigation, Personal Wealth Advisors PLano, stockbroker Account churning, stockbroker churning and burn, stockbroker churning attorney, stockbroker churning lawyer, stockbroker excessive commissions, stockbroker excessive fees, stockbroker excessive transactions, Stockbroker frequent trades, Vero Beach investment fraud attorney, Vero Beach securities attorney, Vero Beach securities lawyer, what is churning, what is excessive trading, what turnover ratio is considered churning Last modified: July 31, 2018