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Trident Healthcare Properties I LP, Securities Investigation

Trident Healthcare Properties I LP, Securities Investigation, featured by top securities fraud attorneys, The White Law Group

Concerned about your investment in the Trident Healthcare Properties I LP?

The White Law Group is investigating potential securities claims involving broker dealers who may have unsuitably recommended Trident Healthcare Properties I LP to investors.  

Trident Healthcare Properties I LP, a reg D private placement filed in 2014, was part of an alternative investment scheme developed by a former Triad Broker James Walesa. Numerous investors have suffered losses investing in Trident Healthcare Properties and a slew of other alternative investments.  

The White Law Group is currently representing investors in claims against Triad Advisors and Arkadios Capital. The claims allege misrepresentation and unsuitable investment recommendations. 

Recovery of Investment Losses in Trident Healthcare Properties I LP

Alternative investments are not suitable for all investors, especially those who need liquidity in their investment.  Brokerage firms have a responsibility to adequately disclose all risks before selling any investment and must consider suitability factors such as age, financial needs, and risk tolerance to name a few.

However, many brokerage firms overlook suitability regulations set forth by the SEC to earn the high commissions that these types of investments often come with.  Sales commissions can range from 6% to 10%,  and often come with a 2%- 3.0% dealer manager fee.

Broker Due Diligence  

Prior to making recommendations to an individual investor, brokerage firms are required by the Financial Industry Regulatory Authority (FINRA) to disclose all the risks of an investment. Recommendations should only be made if the investment is suitable for an individual investor given their age, investment objections, investment experience and risk tolerance.    

Brokerage firms that do not perform adequate due diligence on an investment and/or make unsuitable recommendations can be held accountable for investment losses through FINRA arbitration.   

FINRA Attorneys     

Fortunately, FINRA does provide an arbitration forum for investors to resolve such disputes. If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment, they may be found liable for investment losses through FINRA arbitration.    

The FINRA attorneys at the White Law Group can help you with the arbitration process including evaluating the merits of your claim and determining whether you have a strong case for arbitration.   Our attorneys will draft the statement of claim and represent you at the arbitration hearing, present evidence and make arguments on your behalf. They may be able to negotiate a settlement for you before going to arbitration.      

If you are concerned about an investment in Trident Healthcare Properties I LP, The White Law Group may be able to help you by filing a complaint against your brokerage firm. Please call the offices at 888-637-5510 for a free consultation with a securities attorney.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington.

For more information on the firm, please visit http://whitesecuritieslaw.com.

 

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