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Auction Rate Securities Regulatory Settlements

auction rate securities

Special Arbitration Procedures for Investors Involved in Auction Rate Securities Regulatory Settlements

The White Law Group is investigating potential claims involving auction rate securities fraud cases. If you have suffered losses involving auction rate securities, the securities attorneys at The White Law Group may be able to help you by filing a claim.

Investors covered by auction rate securities (ARS) final settlements with certain securities regulators may now participate in a Special Arbitration Process (SAP) to recover consequential damages.

The Special Arbitration Procedures established by FINRA are voluntary. If an investor elects not to take advantage of these special procedures, the investor may pursue all other legal or equitable remedies available including filing a regular arbitration with FINRA. For more information on this special procedure, please visit the FINRA website.

Free Consultation

If you have questions about whether to pursue an auction rate securities fraud case against your broker dealer using this special filing procedure, or if you believe you are the victim of a securities fraud, The White Law Group can help. To speak to a securities attorney in a no obligation, free consultation, please call our offices at 888-647-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investors protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.

To learn more about The White Law Group, visit https://whitesecuritieslaw.com.

Tags: Last modified: November 15, 2018