Securities Investigation: AAG Harvest 2019 LLC 

Investigating Claims involving AAG Harvest 2019 LLC 

Are you concerned about your investment in AAG Harvest 2019 LLC? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.  

AAG Harvest 2019 filed a form D to raise capital from investors in 2019, according to filings with the SEC. The total offering amount was purportedly $4,600,000. According to the filing, Aeon Capital received close to 10% in sales fees and commissions on the sale of the offering.

Alternative Investments come with a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. Private placement investments like AAG Harvest 2019 LLC are often sold as unregistered securities and lack the same regulatory oversight as more traditional investment products. 

Unfortunately, some brokers may have downplayed the risks associated with alternative investments and misled investors into thinking that they are “safe” investment products. The high sales commission brokers earn for selling an investment in a private placement may have provided some brokers with enough incentive to push the product to unsuspecting investors. 

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations to ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. 

If a broker makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses. 

The Financial Industry Regulatory Authority (FINRA) operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.   

To determine whether you may be able to recover investment losses incurred as a result of your purchase of AAG Harvest 2019 LLC, please contact The White Law Group at 1-888-637-5510 for?a free consultation. 

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. For more information on the firm, please visit?www.WhiteSecuritiesLaw.com. 

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