According to a recent FINRA announcement, Ralph Willard Savoie (CRD #411660, Mandeville, Louisiana) recently ubmitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Savoie consented to the sanction and to the entry of findings that he refused to respond to FINRA requests for information and documents during the course of its investigation into allegations that he misappropriated more than $665,000 from at least one member firm customer. (FINRA Case #2015046239401)
According to his FINRA Broker Check, Savoie was registered with ING Financial Partners from 03/2007 – 07/2013.
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