Investor Alert: Orem Industrial I LLC
Are you concerned about your investment in Orem Industrial I LLC? The White Law Group is investigating potential securities claims involving this private placement. If your financial advisor recommended this investment, you may be able to recover losses through a FINRA arbitration claim.
About Orem Industrial I LLC
According to a Form D filed with the Securities and Exchange Commission, Orem Industrial I LLC is a Texas-based limited liability company formed in 2022. The offering, filed under Rule 506(b) of Regulation D, sought to raise approximately $7.1 million from investors, with a minimum investment of $100,000.
The filing indicates that $525,760 in sales commissions were paid to brokerage firms involved in marketing the securities.
Brokerage Firms Involved in the Offering
The Form D filing lists the following brokerage firms as participating in the sales of Orem Industrial I LLC:
-
WealthForge Securities (CRD#: 152550) – Richmond, Virginia
-
Clark Wealth Strategies, Inc. (CRD#: 146090) – Omaha, Nebraska
-
Emerson Equity LLC (CRD#: 130032) – San Mateo, California
-
Nationwide Planning Associates, Inc. (CRD#: 31029) – Paramus, New Jersey
Risks of Investing in Private Placements
Private placement investments like Orem Industrial I LLC often involve significant risks, including:
-
Illiquidity – These investments are not traded on public exchanges and may be difficult to sell.
-
High Risk of Loss – Investors could lose their entire principal.
-
Limited Transparency – Unlike public companies, private issuers are not required to provide extensive reporting.
-
High Fees & Commissions – As reflected here, more than half a million dollars were paid in commissions to brokerage firms.
Broker Due Diligence Obligations
Broker-dealers that recommend private placements are required to conduct reasonable due diligence on the investment and ensure that recommendations are suitable for each investor’s financial profile. If your advisor recommended Orem Industrial I LLC without adequately disclosing the risks, they may be liable for losses.
FINRA Arbitration to Recover Investment Losses
If you invested in Orem Industrial I LLC at the recommendation of your financial advisor, you may have recovery options through FINRA arbitration, a streamlined dispute resolution process for investors. This may allow you to recover losses without having to participate in a lengthy class action lawsuit.
Free Consultation with Securities Fraud Attorneys
The White Law Group is dedicated to helping investors recover losses due to broker misconduct or unsuitable investment recommendations. Our securities attorneys have recovered millions of dollars for investors nationwide.
If you have suffered losses investing in Orem Industrial I LLC or another private placement, please call The White Law Group at (888) 637-5510 for a free consultation.
FAQs
What is Orem Industrial I LLC?
It is a Texas limited liability company that filed a Form D with the SEC in 2022 to raise $7.1 million through a private securities offering.
It is a Texas limited liability company that filed a Form D with the SEC in 2022 to raise $7.1 million through a private securities offering.
Which brokerage firms sold Orem Industrial I LLC?
According to the SEC filing, WealthForge Securities, Clark Wealth Strategies, Emerson Equity, and Nationwide Planning Associates were listed as participants.
According to the SEC filing, WealthForge Securities, Clark Wealth Strategies, Emerson Equity, and Nationwide Planning Associates were listed as participants.
Can I recover losses from investing in Orem Industrial I LLC?
Yes, depending on your situation. If your broker made unsuitable recommendations or failed to disclose risks, you may be able to recover damages through FINRA arbitration.
Last modified: September 11, 2025
Yes, depending on your situation. If your broker made unsuitable recommendations or failed to disclose risks, you may be able to recover damages through FINRA arbitration.
