FINRA Bars John Christoforidis after Allegations of Broker Misconduct
According to the Financial Industry Regulatory Authority (FINRA), the self-regulator has reportedly barred financial advisor John Christoforidis (CRD#: 2841315) from the securities industry.
Without admitting or denying the findings, Christoforidis consented to the sanctions after he reportedly refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into potential sales practice violations.
FINRA BrokerCheck – John Christoforidis
The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA.
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them.
John Christoforidis was reportedly registered with the following brokerage firms during his career in the securities industry, among others:
11/20/2019 – 08/07/2024, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), GARDEN CITY, NY
07/08/2016 – 11/20/2019, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), GARDEN CITY, NY
Free Consultation with a Securities Attorney
If you have suffered investment losses with John Christoforidis and Spartan Capital, the securities attorneys at the White Law Group may be able to help you. For a free consultation with a securities attorney, please call (888) 637-5510.
About the White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. Since the firm launched in 2010, it has handled over 700 FINRA arbitration cases.
Our firm represents investors in all types of securities related claims, including claims involving stock fraud, broker misrepresentation, churning, unsuitable investments, selling away, and unauthorized trading, among many others.
With over 30 years of securities law experience, The White Law Group has the expertise to help investors to recover their securities fraud losses.
Last modified: September 5, 2024
