Investor Lawsuit Investigation – Isaiah Thomas Williams Jr.
The White Law Group is investigating potential claims involving former Merrill Lynch financial advisor Isaiah Thomas Williams Jr., following serious allegations of misappropriation, regulatory actions, and multiple customer complaints.
According to public records from FINRA (CRD#: 6211219), Williams was most recently registered as a broker with Merrill Lynch, Pierce, Fenner & Smith Inc. in Boca Raton, Florida. He was barred by FINRA in April 2025 after allegedly refusing to cooperate with its investigation into client allegations.
Isaiah Williams – Regulatory Action & Customer Complaints
Williams has been the subject of several significant regulatory and civil allegations. On April 11, 2025, FINRA barred Williams permanently from associating with any member firm after he declined to provide information requested during an internal investigation related to a customer complaint.
The complaint alleged that Williams engaged in misappropriation, unsuitable asset allocation, misrepresentations, and improper outside business activities while registered at Merrill Lynch. Williams voluntarily resigned from the firm in December 2024, amid the ongoing internal review.
In addition:
- December 2024: A customer filed a pending complaint alleging misappropriation of funds, unsuitable asset allocation strategy, misrepresentations, and improper outside business activity.
- May 2024: Another complaint, now denied, alleged misrepresentation and improper business practices dating back to March 2019.
$2.58 Million Allegedly Stolen from Former NFL Player
According to police in Fort Lauderdale, Williams is under criminal investigation for allegedly stealing $2.58 million from former Miami Dolphins Pro Bowl safety Reshad Jones between January 2022 and March 2024. As Jones’ financial advisor, Williams allegedly exploited his access to the athlete’s personal bank accounts to fund a lavish lifestyle.
Authorities claim that:
- Williams made 133 wire transfers totaling $1.58 million to pay off his own American Express credit cards.
- He used the stolen funds for luxury travel, designer clothing, jewelry, strip clubs, legal fees, and even child support.
- An additional $1.03 million was allegedly laundered through another individual, involving forged checks and Zelle transfers into Williams’ Chase bank account.
At the time of the report, Williams had not yet been arrested, though a co-conspirator, Octavia Monique Graham, had surrendered and faces multiple felony charges.
Attorneys representing Jones have filed a lawsuit against Merrill Lynch, accusing the firm of failing to protect its client and hold Williams accountable during his tenure as Vice President.
Risks of Broker Misconduct
When financial advisors engage in misconduct—such as misappropriation of funds or false representations—it can result in devastating losses. Brokerage firms that fail to supervise their representatives may be held liable for resulting damages.
Recovery Options for Investors
If you suffered losses while working with Isaiah Thomas Williams Jr., you may be entitled to compensation. The White Law Group is currently investigating whether Merrill Lynch failed to adequately supervise Williams and protect investor assets.
FINRA Arbitration vs. Class Action – What’s the Difference?
Investor claims are typically resolved through FINRA arbitration, which allows individuals to recover losses more efficiently and with personalized consideration, unlike class action lawsuits which often result in smaller settlements per investor.
Free Consultation
The White Law Group has represented investors in over 800 FINRA arbitration claims nationwide. If you invested with Isaiah Williams or suspect wrongdoing involving your brokerage accounts, call 1-888-637-5510 for a free, confidential consultation.
For more information, visit www.whitesecuritieslaw.com.
Frequently Asked Questions (FAQs) – Isaiah Williams
What are the allegations involving Isaiah Williams?
Williams has been accused of misappropriation, unsuitable investment strategies, misrepresentations, and unauthorized use of client funds, including an alleged $2.58 million theft from former NFL player Reshad Jones.
Has Isaiah Williams been barred by regulators?
Yes. In April 2025, FINRA barred Williams permanently from working in the securities industry due to his refusal to cooperate with a regulatory investigation.
Can I recover losses if I invested with Isaiah Williams?
Possibly. If you believe your investments were mishandled or funds were misused, you may be eligible to pursue compensation through a FINRA arbitration claim.
What is the difference between FINRA arbitration and a class action lawsuit?
FINRA arbitration allows individual investors to pursue tailored claims, often resulting in faster and more meaningful recovery than class actions, which are broad and typically slower-moving.
Last modified: July 7, 2025
