Written by 7:33 pm Blog, Current Investigations

Ironwood Partners II LP – Investigating Potential Claims

Ironwood Partners II LP

Ironwood Partners II LP – Securities Investigation

Are you concerned about your investment in Ironwood Partners II LP (formerly known as Ironwood Institutional Partners LP)? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

Ironwood Partners II LP is based in San Francisco, CA. The fund is sponsored by Ironwood Capital Management Corporation, an employee owned hedge fund sponsor, according to SEC filings. The firm primarily provides its services to pooled investment vehicles. It also caters to investment companies, foundations, endowments, pensions, and other institutions, as well as high net worth individuals, according to Bloomberg.

The company filed a form D in 2012 to raise capital from investors.

The Trouble with Reg D Private Placements

The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Ironwood Partners II LP to investors.

Regulation D private placement investments are a means for companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. These investments are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors.

Despite the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.

Broker dealers are required to perform adequate due diligence on all investment recommendations they make. They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be liable for investment losses through FINRA arbitration.

To determine whether you may be able to recover investment losses incurred as a result of your purchase of Ironwood Partners II LP, please contact The White Law Group at 1-888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm, visit www.WhiteSecuritiesLaw.com.

 

 

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