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Investigation into Cole Collateralized Senior Notes IV

Cole Collateralized Senior Notes IV Investment Losses

Have you invested in Cole Collateralized Senior Notes IV? If so, The White Law Group may be able to help you recover your investment losses in a FINRA arbitration claim against the broker dealer that sold you the investment.

According to the Securities and Exchange Commission (SEC), the 8.25% Senior Note was launched in 2005 and due in 2010. The issuer, Cole Capital Advisors, is a private capital business that offers a variety of security products that provide investors with the opportunity to invest in commercial real estate portfolios.

Unfortunately some broker dealers may have sold Collateralized Senior Notes IV without performing the necessary due diligence to determine if the investment was appropriate for their clients. Broker dealers are required by securities law and FINRA regulations to take into consideration a clients age, net worth, investment objectives, risk tolerance and a number of other factors to determine suitable investment recommendations. If a broker dealer fails to fulfill their fiduciary duty to clients they can be liable for investment losses.

Recovery of Investment Losses

If you invested in Cole Collateralized Senior Notes IV or another Cole securities product and would like to discuss your potential to recover investment losses, please call The White Law Group at (888) 637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, please visit our website at www.WhiteSecuritiesLaw.com.

Tags: , , , , , , , Last modified: February 15, 2017