Fox Trail Investors LLC: Securities Investigation

Concerned about your investment in Fox Trail Investors LLC?

Are you concerned about your investment in Fox Trail Investors LLC? If so, The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

Fox Trail Investors LLC, based in Savannah, Georgia, reportedly filed a form D to raise capital from investors in a pooled investment fund in 2016. The total offering amount was purportedly $4,148,000 and the sales commissions and fee were estimated at more than 9% of the total offering amount.

Reg D private placements are typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%.

The trouble with alternative investment products, like Fox Trail Investors LLC, is that they involve a high degree of risk and are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.

The White Law Group is investigating the liability that brokerage firms may have for improperly selling private placements like Fox Trail Investors LLC

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations. They must ensure that each investment recommendation that is made is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

Unfortunately, sometimes financial advisors may  misrepresent the basic features of the products – usually focusing on the income potential and tax benefits while downplaying the risks.

Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be found liable for investment losses in a FINRA arbitration claim.

Filing a Lawsuit against your Brokerage Firm

To determine whether you may be able to recover investment losses incurred as a result of your purchase of Fox Trail Investors LLC  or another private placement investment, please contact The White Law Group at 1-888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. The firm represents investors throughout the country in claims against their brokerage firm.

For more information on the firm and its representation of investors, visit www.WhiteSecuritiesLaw.com.