Ex-Broker Anthony J. Verzi Barred from the Securities Industry

Ex-Broker Anthony J. Verzi Barred from the Securities Industry

According to FINRA, on June 7, 2017, Anthony J. Verzi (CRD #1186572, Melbourne, Florida) was issued an AWC in which Verzi was barred from association with any FINRA member in all capacities.

Without admitting or denying the findings, Verzi consented to the sanction and to the entry of findings that he refused to appear for FINRA-requested on-the-record testimony during the course of an investigation into his potential unsuitable trading of UITs in customer accounts.

For FINRA’s full findings see FINRA Case #2016051829801.

According to his FINRA BrokerCheck report, Anthony J. Verzi was registered with Morgan Stanley in Melbourne, FL from June 2009 through August 2016. He has three disclosures listed on his Broker Report.

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This information, which is publicly available on FINRA’s website, has been provided by The White Law Group.

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