Current Investigations
Charles Kenahan Reportedly Barred after Allegations of Churning
Boston Broker Charles Kenahan, of Merrill Lynch, Barred after Customer Suits Allege Excessive Trades/Churning and Unsuitable Investments...
FINRA fines Goldman Sachs $1.25M for Failing to Fingerprint Reps
Goldman Sachs Sanctioned for Failure to Supervise According to the Financial Industry Regulatory Authority (FINRA), the regulator has...
Former Laidlaw Broker Bryan Mazliach Barred from Securities Industry
Laidlaw’s Bryan Mazliach Reportedly Barred for Allegations of Excessive & Unsuitable Trading According to a default decision posted...
MSI Financial’s Gary Wayne Hammond Barred
FINRA Reportedly Bars Broker Gary Hammond for Allegations of Fraudulent Securities Sales According to the Financial Industry Regulatory...
Barred Altoona Broker Michael Shillin has 27 Customer Complaints
Updated March 31, 2021 – Former Altoona Advisor Michael Shillin Reportedly Barred after Allegations of Misrepresentations The White...
Former Wells Fargo Rep John Greg Schmidt Ordered to Pay $3M
John Greg Schmidt Reportedly Serving 5 years for Alleged Ponzi scheme. The White Law Group is continuing to investigate potential...
