Written by 2:44 pm Blog, Current Investigations

BRL Indian Springs LLC – Securities Investigation- Investment Losses

BRL Indian Springs LLC

Investigating Potential claims involving BRL Indian Springs LLC

The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended BRL Indian Springs LLC to investors.

According to a Form-D filed with the SEC, BRL Indian Springs LLC is a limited liability company organized in 2012 and sponsored by Bluerock Real Estate, LLC. Bluerock Real Estate is a national real estate investment firm headquartered in Manhattan and started in 2002.

Risks of Alternative Investments

Limited liability companies, like BRL Indian Springs LLC, generally involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. Interests in limited liability companies (LLC) are often sold as unregistered securities and lack the same regulatory oversight as more traditional investment products.

The high sales commission brokers earn for selling interests in limited liability companies may have provided some brokers with enough incentive to push the product to unsuspecting investors. Additionally, some brokers may have downplayed the risks associated with alternative investments and misled investors into thinking that they are “safe” investment products.

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations. They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

If a broker makes an unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment they may be liable for investment losses.  FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.

Free Consultation

If you suffered losses investing in BRL Indian Springs LLC or another Bluerock investment you may be able to recover your losses through FINRA Arbitration. For a free consultation with a securities attorney, please contact The White Law Group at 1-888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm, visit www.WhiteSecuritiesLaw.com.

 

 

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