The White Law Group, Author at The White Law Group

November 18, 2016

FINRA sanctioned Oppenheimer & Co., Inc. $3.4 million for poor reporting practices, including internal discipline, providing...

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November 18, 2016

Stanley Jonathan Fortenberry of San Angelo, Texas, pleaded guilty on November 18, 2016 to an indictment charging him with obstruction of...

November 18, 2016

FINRA has permanently barred Emily M. Thompson (CRD# 4217116, Wauseon, OH) from acting as a broker or otherwise associating with firms that...

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November 18, 2016

FINRA has permanently barred Kevin P.Hudak (CRD# 4439153, Albuquerque, NM) from acting as a broker or otherwise associating with firms that...

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November 18, 2016

Investment Losses in FS Energy and Power Fund Are you concerned about your losses in FS Energy and Power Fund? If so, The White Law Group...

November 17, 2016

According to FINRA, Liam J. Binsack (CRD# 2589683, New York, NY) was barred from the securities industry. Binsack was discharged from...

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Author: The White Law Group