Author: The White Law Group
New FINRA Rule Protecting Seniors from Financial Abuse
SEC approves new FINRA rule designed to protect seniors from financial exploitation. Will firms follow through? The US Securities and...
Austin W. Morton Recovery of Investment Losses
Concerned about investment losses with Austin W. Morton? According to The Financial Industry Regulatory Authority, financial advisor Austin...
Purshe Kaplan Sterling Investments Fined $3.4 Million
Financial Advisor Gopi Vungarala sells $190 million in non-traded REITs and BDCs to Native American Tribe According to FINRA, Purshe Kaplan...
VelocityShares VIX Exchange Traded Notes (ETNs) Investment Losses
Concerned about investment losses in VelocityShares VIX ETNs? Have you suffered losses investing in the VelocityShares VIX Exchange Traded...
Barclays Bank PLC Structured Notes Investment Losses
Concerned about investment losses in Barclays Bank PLC Trigger Phoenix Autocallable Optimization Securities (PAOS) offered by UBS? Have you...