Author: The White Law Group
FINRA Censures & Fines State Street $1.5 million
State Street Global Markets fined for electronic record-keeping violations The Financial Industry Regulatory Authority Inc. has censured...
Corporate Capital Trust Terminates Share Repurchase Program
Investment Losses in Corporate Capital Trust Have you suffered investment losses in Corporate Capital Trust? If so, The White Law Group...
Stephen S. Eubanks and Massachusetts Ponzi Scheme
Former Advisor Stephen S. Eubanks Sentenced to Prison- update May 24, 2019 On Tuesday in U.S. District Court, Stephen S. Eubanks, of...
Former Broker Gerald Cocuzzo Sentenced to 18 Months Prison
Gerald Cocuzzo Sentenced in ForceField Energy Market Manipulation Scheme Former broker Gerald Cocuzzo, who pleaded guilty to securities...
KBS REIT II Secondary Market Listing $4.50/share
Investment losses in KBS REIT II Have you suffered investment losses in KBS REIT II? If so, The White Law Group may be able to help you...
FINRA Fines Mid Atlantic Capital Corporation for Compliance Issues
Mid Atlantic Capital Corporation Censured and Fined According to FINRA, Mid Atlantic Capital Corporation (CRD #10674, Pittsburgh,...