Author: The White Law Group

Broker Investigations, FINRA SEC Sanctions

Jeffrey Perryman, NYLife, Customer Complaints

Regulator Bar Jeffrey Perryman after Allegations of Undisclosed OBAs According to public records on October 7th, 2024, The Financial...

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FINRA SEC Sanctions, Securities Fraud Articles

Merrill Lynch Harvest CYES Lawsuits Update

SEC Sanctions Merrill Lynch, Harvest for High Risk Trading Strategy: “Collateral Yield Enhancement Strategy” (CYES) According to a...

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Blog, FINRA SEC Sanctions

Victor Lessinger, Colorado Financial Services, Suspended

Victor Lessinger Allegedly Recommended Unsuitable Investments According to public records, The Financial Industry Regulatory Authority...

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Investment Loss Recovery

Christopher Shaw Suspended for Unsuitable GPB Sales

Christopher Shaw, Ex-Newbridge Broker has 7 Customer Complaints Former broker Christopher Shaw has reportedly been fined and suspended by...

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Blog, Investment Loss Recovery

InPoint Commercial Real Estate Income: Suspends Redemptions

InPoint Commercial Real Estate Income: Liquidation The White Law Group, securities fraud attorneys, continue to investigate potential...

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Investment Loss Recovery

Student Global LLC: Securities Investigation

Student Global LLC: Investigating Potential Securities Claims The White Law Group is investigating potential securities claims involving...

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