Author: The White Law Group
Anthony Diaz Permanently Barred from Securities Industry
Scotrun, PA ex-broker barred by FINRA, NJ Bureau of Securities and PA Bureau of Securities According to FINRA, Anthony Diaz (Scotrun, PA...
Wall Street V. Main Street Podcast – Episode 12
Choosing a Financial Advisor In this episode, Mr. White discusses how to choose a financial advisor. If you have questions about your...
FINRA Fines Wells Fargo Securities $3.2 Million for Reporting Issues
Wells Fargo Securities Censured & Fined for Supervisory Issues According to FINRA, on June 21, 2017, Wells Fargo Securities, LLC (CRD...
Michigan Charges Ernest Romer III with Fraudulent Conduct
FINRA Bars Ernest Romer III from Securities Industry According to reports, on August 16, 2017, Michigan’s Department of Licensing and...
Strategic Realty Trust Secondary Market Listing $4.51/Share
Investigating Potential Claims Involving Strategic Realty Trust Have you suffered investment losses in Strategic Realty Trust (SRT)? If so,...
Badlands Energy Files for Chapter 11 Bankruptcy Protection
Recovery of Investment Losses in Badlands Energy Did you lose money investing in Badlands Energy (formerly Gasco Energy Inc.)? If so, the...