Author: The White Law Group
Roger Allan Duval: New Theft Allegations
Roger Allan Duval (aka Henry Duval), Pruco Securities, Bellevue, Washington Former broker Henry Duval, previously known as Roger Allan...
Akinfolarin Sessi, Edward Jones, Barred by FINRA
Akinfolarin Sessi Barred after Allegations of Outside Business Activities According to public records, on November 18, 2024, The Financial...
Ahmad “Ed” Maklouf, Spartan Capital, Complaints
FINRA Bars Ahmad “Ed” Maklouf after Allegations of Misrepresentation and Selling Away According to public records, on November 19,...
Lightstone Value Plus REIT II Lawsuit
Lightstone Value Plus REIT II – Securities Investigation If your financial advisor unsuitably recommended investing in Lightstone Value...
FINRA Proposes Fee Increase for Member Firms
FINRA Proposes Fee Increase for Member Firms The Financial Industry Regulatory Authority (FINRA), the self- regulator who oversees brokers...
Linda Wimsatt has 10 Customer Complaints
Linda Wimsatt Allegedly Violated Regulation Best Interest According to public records, The Financial Industry Regulatory Authority (FINRA)...