Author: The White Law Group

FINRA SEC Sanctions

FINRA Cheating Scheme Exposed

Continuing Education Cheating Scheme Leads to 67 Broker Sanctions According to Financial Planning today, a continuing education cheating...

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Blog, Investment Loss Recovery

InPoint Commercial Real Estate Income: Investment Losses

Have you suffered investment losses in InPoint Commercial Real Estate Income? If so, The White Law Group may be able to help you recover...

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Broker Investigations

Daniel Deno, LPL Advisor, Arrested for Fraud

LPL Advisor Daniel Deno Allegedly Misappropriated Customer’s Funds On November 19th, 2024, Tell City Police reportedly arrested financial...

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Blog, FINRA SEC Sanctions

Roger Allan Duval: New Theft Allegations

Roger Allan Duval (aka Henry Duval), Pruco Securities, Bellevue, Washington Former broker Henry Duval, previously known as Roger Allan...

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Broker Investigations, FINRA SEC Sanctions

Akinfolarin Sessi, Edward Jones, Barred by FINRA

Akinfolarin Sessi Barred after Allegations of Outside Business Activities According to public records, on November 18, 2024, The Financial...

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Broker Investigations, FINRA SEC Sanctions

Ahmad “Ed” Maklouf, Spartan Capital, Complaints

FINRA Bars Ahmad “Ed” Maklouf after Allegations of Misrepresentation and Selling Away According to public records, on November 19,...

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