Author: The White Law Group
Former Broker James Unger Charged with Embezzlement
James Unger Charged with Defrauding client for $287,000 According to federal prosecutors, James Unger, 51, allegedly defrauded a client out...
United Mortgage Trust – Secondary Market Sale $.75/Share
Investigating Potential Claims – United Mortgage Trust The White Law Group continues to investigate potential claims involving broker...
2 Former Morgan Stanley Brokers Plead Guilty to Fraud
James Polese and Cornelius Peterson Allegedly stole $500 K from 2 clients Two former Morgan Stanley brokers in Boston have purportedly...
New Tender Offer – Summit Healthcare REIT – $1.42/Share
Mackenzie Realty Capital – Tender offer – Summit Healthcare REIT Did you lose money investing in Summit Healthcare REIT at...
Finra Bars Two Brokers for Allegedly Misusing Funds
FINRA Bars Two Brokers, Matthew Kerby and Matthew Peregoy for Separate Matters According to the Financial Industry Regulatory Authority...
FINRA’s New Elder Fraud Rule – Takes Effect February 5
Regulator Tackles Elder Fraud Issue According to the Financial Industry Regulatory Authority (FINRA), a new regulation will take effect on...