Author: The White Law Group
Maxwell Technologies – Securities Investigation
SEC Charges Maxwell Technologies with Fraudulent Scheme According to a press announcement yesterday, the Securities and Exchange Commission...
SEC Fines Aegis $1.3 Million for Failure To Report Suspicious Trades
Aegis Capital Corporation fined $1.3 Million According to a press announcement today, Aegis Capital Corporation will pay $1.3 million in...
Advisor Ralph Savoie Reportedly Pleads Guilty to Stealing $1.5 M
Securities Fraud Investigation – Financial Advisor Ralph Savoie The White Law Group continues to investigate potential claims involving...
CA Advisor Larry Fawcett Jr. Barred from Securities Industry
Securities Investigation – Larry Fawcett Jr. According to the Financial Industry Regulatory Authority (FINRA) yesterday, the regulator...
Timary Delorme & Wedbush Securities Investigation
Los Angeles Advisor Timary Delorme accused of Pump- and- Dump Scheme Are you concerned about your investments with Timary Delorme &...
Ex-LPL Broker Sanders L. Spangler Barred from Securities Industry
FINRA Investigates Sanders Spangler for Unauthorized Trading According to the Financial Industry Regulatory Authority (FINRA), the...