Author: The White Law Group
Rubicon Advisor Allegedly Misappropriated $20 Million from Clients
Securities Regulators Charge Pennsylvania Advisor, Rubicon Wealth with Fraud The SEC reportedly charged former Pennsylvania investment...
Kaival Patel, ex-Stifel Broker, Sentenced for Fraud
New York Financial Advisor Kaival Patel Convicted of Fraud and Money Laundering Kaival Patel, a financial advisor from West New York, New...
2420 Ridgeway DST: Investor Alert
Investigating Lawsuits involving 2420 Ridgeway DST (1031 DST Offering) The White Law Group is investigating potential securities lawsuits...
Justin Pagel Suspended by Regulators
FINRA Suspends Justin Pagel, Feltl & Co. Broker for Misconduct Allegations According to public records on January 16th, 2025, The...
Two Sigma Investment Advisors Sanctioned for “Vulnerabilities”
The SEC Fines Two Sigma Investment Advisors $90 million Two New York-based investment advisors, Two Sigma Investments LP and Two Sigma...
Jason Head, Morgan Stanley, Broker Fraud Allegations
FINRA Bars Broker Jason Head after Allegations of Theft According to public records on January 15th, 2025, The Financial Industry...