Author: The White Law Group
Multi-Million Dollar FINRA Fines in 2018
8 Firms hit with FINRA Fines in 2018 According to Investment News, the Financial Industry Regulatory Authority (FINRA) hit the following 8...
1035 Exchange Process Simplified
Could an expedited 1035 Exchange process lead to variable annuity switching? According to Investment News, annuity providers are finally...
10 Worst Performing ETFs in 2018
Worst Performing ETFs – Exchange Traded Funds – 2018 According to a recent article in Investment News, these are the 10 worst...
Parker Drilling Co. Files Chapter 11
Parker Drilling Company – Securities investigation Are you concerned about your investment in Parker Drilling Company? If so, the...
Jerry Wayne Simpson Indicted on Fraud Charges
Concerned about your investments with Jerry Wayne Simpson? According to news reports, between March 2016 and October 2017, former financial...
John Greg Schmidt Arrested for Fraud Scheme
John Greg Schmidt – Securities Fraud Investigation According to news reports last week, former financial advisor John Greg Schmidt...