Author: The White Law Group
Transamerica Retirement Advisors Fined by the SEC
SEC says Transamerica Steered Retirement Plan Participants Toward Rollovers Transamerica Retirement Advisors will reportedly pay a $2.9...
MD Global Partners Fined by FINRA
FINRA Sanctions MD Global Partners for Reg BI Violations According to a letter of acceptance on April 11th, 2025, FINRA, the securities...
FINRA Forward: New Rules to Improve Compliance & Fight Fraud
FINRA Launches “FINRA Forward” Initiative to Update Rules, Improve Compliance, and Combat Fraud The Financial Industry...
Liberty Partners Financial Services Fined by FINRA
FINRA Censured and Fines Liberty Partners Financial $55,000 According to a letter of acceptance on April 4th, 2025, FINRA, the securities...
AEI Net Lease Portfolio DST: Investigation
AEI Net Lease Portfolio DST: Help for Investors Are you concerned about your investment in an AEI Net Lease Portfolio DST? The White Law...
StratCap Digital Infrastructure REIT Investigation
StratCap Digital Infrastructure REIT: Investigating Claims StratCap Digital Infrastructure REIT Inc., a non-listed, publicly registered...