Author: The White Law Group
FINRA Forward: New Rules to Improve Compliance & Fight Fraud
FINRA Launches “FINRA Forward” Initiative to Update Rules, Improve Compliance, and Combat Fraud The Financial Industry...
Liberty Partners Financial Services Fined by FINRA
FINRA Censured and Fines Liberty Partners Financial $55,000 According to a letter of acceptance on April 4th, 2025, FINRA, the securities...
AEI Net Lease Portfolio DST: Investigation
AEI Net Lease Portfolio DST: Help for Investors Are you concerned about your investment in an AEI Net Lease Portfolio DST? The White Law...
Brian Robert Roth: Customer Complaints
FINRA Suspends Advisor Brian Robert Roth after Allegations According to a letter of acceptance, FINRA, the securities regulator, has...
Centaurus Financial Lawsuits: Broker Misconduct & Customer Complaints
The White Law Group reviews the regulatory actions and customer complaints involving Centaurus Financial, Inc. The White Law Group is...
StratCap Digital Infrastructure REIT Investigation
StratCap Digital Infrastructure REIT: Investigating Claims StratCap Digital Infrastructure REIT Inc., a non-listed, publicly registered...