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Author: The White Law Group

Securities Fraud Articles

Investor Alert: Unit Investment Trusts (UITs)

Investors often find UITs appealing. They’re simple. A UIT is also transparent while offering portfolio diversification. Unlike ETFs or...

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Blog, Securities Fraud Articles

Understanding Regulation Best Interest (Reg BI)

Understanding Regulation Best Interest (Reg BI): What It Means for You as a Retail Investor If you’re a retail investor working with...

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Blog

Philip Riposo: Investor Lawsuits

Broker Philip Riposo, United Planners, Update on Lawsuit Investigation The White Law Group continues to investigate potential lawsuits...

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Blog, FINRA SEC Sanctions, Securities Fraud Articles

Crown Capital Securities: Broker Misconduct, Complaints

Crown Capital Securities LP – Broker Misconduct and Regulatory Review The White Law Group reviews the regulatory history of Crown Capital...

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Blog, Current Investigations

Mill Green Opportunity Fund VI: Investor Complaints

Mill Green Opportunity Fund VI Lawsuit Investigation – Investor Complaints & Regulatory Risks Are you concerned about your investment...

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Blog, Broker Investigations

Mason Gann Broker Investigation

Financial Advisor Mason W. Gann, Berthel Fisher & Company in Dallas, TX The White Law Group is investigating potential securities...

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