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Author: The White Law Group

Blog, Securities Fraud Articles

Discretionary Accounts: Does Your Broker Have Too Much Authority?

Typically, when investors hand control of their portfolios to a qualified professional, they hope for positive outcomes. However, how much...

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Blog, Current Investigations

Vanderbilt Securities Regulatory Review

Vanderbilt Securities Review – Regulatory History & Customer Complaints Prepared by The White Law Group – National Securities...

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Broker Investigations

Rene Castro, Great Point Capital: Investor Lawsuit Investigation

Rene Castro Allegedly Sold Unsuitable GWG L Bonds to Investors The White Law Group is currently investigating potential FINRA arbitration...

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Blog

Great Point Capital LLC: Regulatory History Review

Great Point Capital LLC: Review of Regulatory Actions, Broker Misconduct and Complaints The White Law Group reviews regulatory issues...

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Blog, Broker Investigations

Joseph Michael Todd: Investors Lawsuits 

Update on the Investigation: Centaurus Broker Joseph Michael Todd Concerned about your investment losses with Joseph Michael Todd, formerly...

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Broker-Dealer Overview

LPL Financial: Complaints, Regulatory History Overview 

The White Law Group reviews the complaints and regulatory history of LPL Financial LLC.   The White Law Group is investigating potential...

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