Author: The White Law Group
Scottsdale Progress: Financial advisor in hot water over investments
According to an article in the Scottsdale Progress this week, former Wells Fargo financial advisor Scott Reed was barred from the...
Business Development Corporation of America Investment Losses
BDCA Secondary Sales Price Suggests Losses for Investors Did you lose money investing in the Business Development Corporation of America at...
Morgan Stanley Hit with $5 Million FINRA Lawsuit
Pro Basketball Player Files Suit against Morgan Stanley Professional basketball player Chandler Parsons is filing suit against Morgan...
Advisor Scott Reed Barred from Securities Industry
FINRA Reportedly Bars Broker Scott Reed after Allegations of Selling Away According to the Financial Industry Regulatory Authority (FINRA)...
CNL Healthcare Properties Tender Offer $3.66 per Share
CNL Healthcare Properties Inc. – Tender offer price suggests losses for investors, NAV continues to Decline The White Law Group continues...
Member Firms ask FINRA to Redefine Supervision after Working Remotely
Brokerages firms ask FINRA to revise rules and relax its requirements for in-person personnel supervision According to an article in...