Author: The White Law Group
Medley Management Suspends Trading
Sierra Income’s Asset Manager to Delist from NYSE after Medley LLC files for Chapter 11 According to reports this week, Medley LLC filed...
Sean Zhang, Wells Fargo Advisor, Barred from the Securities Industry
Broker Sean Zhang’s Customers allege Unsuitable Investment Recommendations & Misrepresentation According to the Financial Industry...
Next Financial Group to pay $750,000 for Supervisory Failures
FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White Law Group is investigating potential securities claims...
Texas South Energy Inc. Securities Investigation
Concerned about your investment in Texas South Energy Inc.? The White Law Group is investigating the liability that FINRA registered...
Douglas Szempruch Suspended from the Securities Industry
FINRA Reportedly Suspends Douglas Szempruch after Allegations of Unsuitable & Unauthorized Trades According to public records from the...
Tyler Rigsbee Barred from the Securities Industry
FINRA Reportedly Bars Tyler Rigsbee after Allegations of Misdirection of Client’s funds According to the Financial Industry Regulatory...