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Author: The White Law Group

Blog, Securities Fraud Articles

SEC Approves FINRA Rule Change to Protect Investors from Rogue Brokers

FINRA Rule Change will Protect Investors from High Risk Firms, Broker Misconduct According to The Securities and Exchange Commission on...

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Blog, Current Investigations

Barred Broker Dana Vietor has 3 New Customer Complaints 

FINRA bars Former CFD Advisor Dana Vietor after Allegations of Unapproved Securities Sales  On March 23, 2020, The Financial Industry...

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Blog, Current Investigations, Securities Fraud Articles

Parking REIT Executive Allegedly Charged with Defrauding Investors

SEC Charges Real Estate Executive With Defrauding Vestin REIT Investors According to the Securities and Exchange Commission on July 30, the...

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