Author: The White Law Group
Ex-LPL Advisor James Couture Pleads Guilty
James Couture, LPL Advisor, Faces 20 years in Prison for Defrauding Investors According to a press announcement on September 8, 2022,...
FS Global Credit Opportunities Fund to List Shares under “FSCO”
Recovery of Investment Losses involving FS Global Credit Opportunities Fund Are you concerned about your investment in FS Global Credit...
FINRA Fines Bank of America Securities $5M for Reporting Failures
FINRA says BofA Securities Failed to Report Over-the-Counter Options Positions in More Than 7.4 Million Instances According to a press...
Ronald Coy Bailey, NY Life Advisor, Allegedly sold Private Securities
FINRA Reportedly Investigates Anchorage Financial Advisor Ronald Bailey for “Selling Away” According to a FINRA complaint on July 8,...
FINRA Fines Sagepoint Financial, Inc. For Suitability Issues
Sagepoint Reportedly Sanctioned for Supervisory Failures involving Unsuitable use of Margin According to public disclosures, the...
Crowne Maybank Holdings LP, Investigating Potential Claims
Securities Investigation: Crowne Maybank Holdings LP The White Law Group is investigating potential claims involving broker dealers who...